WHAT WE OFFER OUR CLIENTS:


At Scottsdale Wealth Advisory, we believe everyone should be able to live the retirement they’ve always wanted. Our team of professionals can help you create a well-thought-out strategy, using a variety of investments and insurance products, to help you address your financial needs and concerns.

 

BROKER vs FIDUCIARY
Managing the Expectations of Consumers

Registered Representatives are advisors of Broker Dealers such as Merrill Lynch, Raymond James, Edward Jones, and Morgan Stanley. They employ advisors who have an obligation to deal fairly, honestly, and openly with their customers. If they do not, they can be liable for a variety of offenses. Financial Industry Regulatory Authority (FINRA) requires that Registered Representatives recommend suitable investments for their customers, though these recommendations may not be the best recommendations. The requirement to provide only suitable investments might make it appear that Registered Representatives have a fiduciary responsibility to their customers, when, in fact, they do not.

Investment Advisor Representatives of a Registered Investment Advisory, such as Scottsdale Wealth Advisory, have a fiduciary relationship with their customers, which implies a higher standard of care than what is required of Registered Representatives. The implication for Investment Advisor Representatives is that if their advice does not meet a fiduciary standard of care, they are vulnerable to litigation. When an Investment Advisor Representative gives investment advice or makes investment decisions on behalf of a customer, the advisor is held to a higher standard that is based not only on caution, but also on expertise and their commitment to a prudent investment process.

As FIDUCIARIES, our combination of licenses, registrations, and special education qualifies us to work with all types of clients. We believe that in order to provide our clients with an optimal financial plan, we must offer a variety of valuable services to help meet their goals.

OUR SERVICES INCLUDE:

• 401K Rollovers
• IRA Management
• Roth Conversion Rollovers
• Required Minimum Distribution (RMD) Planning
• Retirement Income Planning
• Investment Advisory Services
• Annuity Laddering

• Social Security Maximization Planning
• Life Insurance
• Long-Term Care Solutions
• Medicare Supplement / Medicare Advantage Guidance
• Estate Planning
• Legacy Planning
• Tax Planning

Register for a
No Sales Hassle
Consultation!

Schedule A Meeting With Brent
Schedule A Call With Brent

Or give us a call at (480) 247-9090

Scottsdale Wealth Advisory
Gainey Center II
8501 N. Scottsdale Road, Ste 205
Paradise Valley, AZ 85253
Direct: (480) 247-9090
info@SWAFirm.com

To learn more about the professional history of our financial advisors, please visit FINRA’s Broker Check. Scottsdale Wealth Advisory is a state registered investment advisor serving Arizona, California, Texas and New Mexico that provides wealth management services under the fiduciary standard. Our mission is to provide the families and businesses we serve with innovative financial strategies, solutions and planning that result in financial clarity, security and overall financial health. Making strong commitments to our clients and building lifelong relationships are tenets of success at Scottsdale Wealth Advisory. Scottsdale Wealth Advisory provides investors custom-tailored investment strategies to meet short, intermediate and long-term needs, by anchoring clients’ portfolios with Vanguard Investments, we significantly reduce your costs to help you keep more of your returns. Our goal at Scottsdale Wealth Advisory is to help our clients realize their financial dreams by offering creative solutions through an open and transparent process utilizing both financial and insurance solutions to achieve financial independence. As a fiduciary, we are legally obligated to put our clients’ interests first. We empower you to navigate today’s complex financial world. We customize a plan to fit your individual and family needs, as well as the needs of your small or large business. 
© Copyright 2019   |   Scottsdale Wealth Advisory  |   All Rights Reserved   |   Helping Grow & Protect Family Wealth